• Regulatory Compliance Tester

    Job Location
    United States-IL-Rolling Meadows
    Work Status
    Full-Time
    Department
    Compliance
    FLSA Status
    Exempt
    Requisition ID
    2018-1799
  • Start a Rewarding Career with Alliant

    Why Alliant?

    We’re not a typical financial institution – we’re better. We’re an innovative, fun-loving, highly-engaged group of professionals that are committed to our company and the communities we do business in. We love to recognize and celebrate each other.

     

    Over 90% of our employees say we are a great workplace that is focused on our mission, vision and the future of banking.

     

    What will your day look like?

    You will create and execute testing and issues validation plans to review business processes, products, and services for compliance with applicable federal, state, and local laws and regulations. The Compliance Tester will work with employees of the business to confirm test and validation findings and collaborate on establishing management responses and remediation plans as needed based on the risk of the findings.

    Responsibilities

    Do you see yourself doing this?

    • Develop and execute testing and validation plans for specific business areas, products, and services at the credit union or third parties.
    • Analyze potential findings to determine whether exceptions exist and if so, the level of risk associated with the finding.
    • Conduct root cause analysis into potential findings.
    • Follow written policies, standards, and procedures for how the testing program is designed to function.
    • Complete assigned test and validation plans according to annual test plan schedule.
    • Write test and validation reports which explain the testing process, findings and management responses.
    • Deliver presentation of findings to members of management.

    Qualifications

    What makes you a great fit?

    You’ll be a great fit if in addition to 3 years of experience in a compliance testing or audit background, preferably in the financial services industry, you have:

     

    • Broad financial services knowledge and industry best practices for continuously improving a proactive Compliance Management System.
    • College degree preferred
    • Excellent analytical skills
    • Exceptional written and verbal communication skills
    • Detail oriented with good time management skills
    • Demonstrated ability to handle multiple assignments simultaneously in a time-bound schedule

     

    When you’re happy, we’re happy!

    As a thank you for joining our team, you’ll benefit from:

    • Competitive medical, dental, and free vision benefits
    • Competitive compensation plan
    • Contributions towards gym memberships
    • Generous PTO and banking holidays off

     

    Still not convinced?

    We’re on the list of 100 Best Medium Companies to work for, check it out here. For more details you can also visit our Glassdoor and LinkedIn profiles.

     

    Options

    Sorry the Share function is not working properly at this moment. Please refresh the page and try again later.
    Share on your newsfeed