As the VP, Compliance & CCO, you will perform risk assessments, monitor, audit, and surveillance activities and align compliance operations to the credit union’s overall business strategy. Responsible for maturing the credit union's robust enterprise-wide Compliance Management System (“CMS”), consistent with the requirements of the Consumer Financial Protection Bureau (“CFPB”) and other applicable financial institution regulators. Review, evaluate, update, and manage compliance policies for the credit union, in addition to assist, advise, and train business units and their staff in carrying out their compliance obligations, consumer complaint management and third party vendor management. Build an office that functions as an independent and objective body that reviews, evaluates, and audits the effectiveness of the credit union’s CMS across business units while collaborating with functional areas. Manage compliance reviews of federal/state regulators and serves as the primary liaison with the CFPB.
License/Certifications/Training:
You will benefit from:
Adhere to and ensure compliance of all business transactions with policy and process of the Bank Secrecy Act. Ensures compliance with all applicable state and federal laws, company procedures and policies. Maintains integrity and ethics in all actions and conversations with or regarding credit union members and their accounts; complies with Privacy Act directives.
The responsibilities listed do not contain a comprehensive listing of activities, duties or responsibilities that are required of the employee for this position. Duties, responsibilities and activities may change at any time with or without notice.
Software Powered by iCIMS
www.icims.com